Term & Condition
Terms and Conditions
Name: [Kundan Mishra Reasearch Aim]
SEBI Registration Number: [INH000010830]
Welcome to Reasearch Aim, a SEBI-registered Research Analyst firm (Registration No. [INH000010830]). By accessing or using our services, you agree to comply with and be bound by these Terms and Conditions. Please read them carefully before subscribing to our services. If you do not agree with these terms, you should refrain from using our services.
1. Regulatory Compliance
1.1 SEBI Registration: We are registered with the Securities and Exchange Board of India (SEBI) as a Research Analyst under the SEBI (Research Analysts) Regulations, 2014. Our SEBI registration number is INH000010830.
1.2 Code of Conduct: We adhere to the code of conduct prescribed by SEBI, which includes providing independent, unbiased, and ethical research and advisory services.
1.3 Compliance with SEBI Guidelines: Our services are structured in accordance with SEBI regulations. We follow all mandatory disclosure requirements, compliance norms, and research methodologies as laid down by SEBI.
2. Scope of Services
2.1 Research and Advisory Services:
We provide financial research, advisory services, and recommendations in line with SEBI regulations. These services include but are not limited to:
- Equity research reports
- Investment advice
- Market analysis and recommendations based on publicly available information
2.2 Non-Personalized Services:
Our services are based on general market conditions and are not tailored to any individual’s specific financial situation or investment objectives unless expressly agreed upon in writing.
2.3 Investment Risks:
Investments in financial markets are inherently risky. We do not guarantee specific outcomes or returns from our research or recommendations. The client assumes full responsibility for their investment decisions.
3. Client Obligations
3.1 Know Your Client (KYC) Compliance:
As a SEBI-registered research analyst, we are required to perform KYC checks on all clients. You must complete the KYC process before subscribing to any of our services.
3.2 Accuracy of Information:
Clients must provide accurate and up-to-date information for KYC and other purposes. We are not responsible for any adverse outcomes due to incorrect or incomplete information provided by the client.
3.3 Use of Services:
Clients are prohibited from reselling or distributing our research reports or advisory content. Our services are for personal use only, and any misuse may result in termination of access.
4. Fees and Payment
4.1 Subscription Fees:
Clients are required to pay for our services in advance. The applicable fees for research reports and other services will be communicated at the time of subscription. All payments must be made through the approved payment methods.
4.2 Non-Refundable Fees:
All fees paid are non-refundable unless explicitly stated in our Refund Policy. Clients are advised to review the services before subscribing.
4.3 Taxes:
All applicable taxes, including GST, are to be borne by the client and will be added to the fees.
5. Disclaimers and Limitations of Liability
5.1 Investment Risk:
All investments carry risks, including the possible loss of principal. Past performance is not indicative of future results. We does not guarantee any returns or specific outcomes from using our research and advisory services.
5.2 Accuracy of Information:
While we strive to ensure that the information we provide is accurate and up-to-date, We does not warrant the completeness, accuracy, or timeliness of any information provided in the research reports.
5.3 No Warranty:
Our research and analysis are provided on an “as-is” basis. We makes no express or implied warranties regarding the services, including warranties of merchantability or fitness for a particular purpose.
5.4 Limitation of Liability:
We shall not be liable for any indirect, incidental, or consequential damages (including loss of profits, loss of opportunity, or data) arising from the use or inability to use our services. In no event shall our liability exceed the total fees paid by the client for the specific service.
6. Disclosures and Conflicts of Interest
6.1 Disclosure of Interest:
As required by SEBI, we disclose all material conflicts of interest that may affect the objectivity of our recommendations. These disclosures are included in our research reports and communications with clients.
6.2 Affiliations and Relationships:
Our research analysts and firm may have financial interests or affiliations with the companies or securities being covered. These relationships, if any, are disclosed in compliance with SEBI regulations.
7. Privacy and Confidentiality
7.1 Client Confidentiality:
We value your privacy and confidentiality. All personal and financial data provided to us during the KYC process and throughout our relationship will be protected in accordance with our Privacy Policy and SEBI regulations.
7.2 Data Sharing:
We may share your information with SEBI or other regulatory authorities as required by law. Your information will not be sold or shared with third parties for marketing purposes.
8. Termination and Suspension of Services
8.1 Termination by Client:
Clients may terminate their subscription by providing written notice. However, no refunds will be issued for the remaining period of the subscription unless stated in our Refund Policy.
8.2 Termination by Company:
We reserve the right to terminate or suspend access to our services at any time without prior notice if:
- The client violates these terms and conditions
- The client misuses our services or provides false information
- The client engages in fraudulent activities
9. Dispute Resolution
9.1 Grievance Redressal Mechanism:
In case of any complaints or grievances, clients may contact our Investor Grievance Officer at [info@researchaim.com]. We will address your concerns in a timely manner.
9.2 Escalation to SEBI:
If your grievances are not resolved satisfactorily, you may escalate the issue to SEBI's Investor Grievance Redressal Mechanism via SEBI SCORES (SEBI Complaints Redress System).
9.3 Governing Law and Jurisdiction:
These Terms and Conditions are governed by the laws of India. Any disputes arising out of or related to these terms shall be subject to the exclusive jurisdiction of the courts in [Bhopal].
10. Amendments
We reserve the right to modify or amend these Terms and Conditions at any time. Any updates will be posted on our website, and continued use of the services will be considered acceptance of the revised terms.
11. Contact Information
For any questions or concerns regarding these Terms and Conditions, please contact us at:
[Name- Kundan Mishra]
[Address- Office No. 201, Chinar Incube Business Center, Hoshangabad Road, Bhopal - M.P 462026]
[Phone Number- 8827126442]
[Email Address- info@researchaim.com]
These Terms and Conditions ensure compliance with SEBI (Research Analysts) Regulations, 2014, and provide clarity on your obligations and disclaimers as a research analyst. Ensure to regularly update these terms as per regulatory changes and share them with clients before they subscribe to your services.